The company is also being sued by investors for alleged breach of fiduciary duty because of the paltry interest rates it pays ...

LLC, announced today that the financial advisors at Prosperity Investment Management have joined LPL Financial’s ...

Robert “Rob” B. Anderson and his son, RJ Anderson, operate Prosperity Investment Management in Chico, Calif. They've joined LPL Financial’s broker-dealer, RIA and custodial platforms. The duo offers ...

LPL Financial has welcomed Nexus Wealth Partners, led by managing partners Scott D. Nelson, CFP, MBA and Kamie Abraham, CFP, ...

The Cetera subsidiary continues to demonstrate the appeal of its tax focus with its latest independent advisor addition in ...

Wednesday’s data from the consumer-price index suggest inflation is “finding its balance” after a “fairly steady monthly pace ...

Ameriprise is suing LPL Financial for allegedly encouraging advisors to wrongly take confidential information and data with ...

LPL Financial (LPLA) announced Ryan Kirby, and Michael Alvarez have joined LPL Financial’s broker-dealer, RIA and custodial platforms, ...

LPL executives share insight and support to help drive institution successNEW ORLEANS, Nov. 13, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC hosted its annual conference for bank and credit union ...

In October's roundup of pressing issues in the wealth management space, learn about the CFP Board's problematic advertising ...

The two firms are among the many wealth managers now being sued over allegations that they failed to obtain fair returns for their clients on their uninvested cash.

SAN DIEGO, Nov. 14, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC, announced today that the financial advisors at Prosperity Investment Management have joined LPL Financial’s broker-dealer, RIA and ...